Assessor Resource

RIIMPO201D
Operate roller/compactor underground

Assessment tool

Version 1.0
Issue Date: May 2024


This unit describes a participant’s skills and knowledge required to operate rollers/compactors underground in Metalliferous mining.

This unit is appropriate for those working in operational roles.

Licensing, legislative, regulatory and certification requirements that apply to this unit can vary between states, territories, and Industry sectors. Relevant information must be sourced prior to application of the unit.

You may want to include more information here about the target group and the purpose of the assessments (eg formative, summative, recognition)



Evidence Required

List the assessment methods to be used and the context and resources required for assessment. Copy and paste the relevant sections from the evidence guide below and then re-write these in plain English.

1. Plan and prepare for underground roller/compactor operations

1.1 Access, interpret and apply mobile plant and equipment documentation and ensure the work activity is compliant

1.2 Obtain, read, interpret, clarify and confirm work requirements

1.3 Identify and address potential risks, hazards and environmental issues, and implement control measures

1.4 Select and wear personal protective equipment appropriate for work activities

1.5 Select, and check for faults, equipment and/or attachments for work activities

1.6 Inspect and assess site conditions, determine if scaling is required and take action according to site requirements

1.7 Carry out start-up procedures

1.8 Obtain and interpret emergency procedures, and be prepared for fire/accident/emergency

1.9 Identify and use approved dust suppression and extraction methods

1.10 Ensure work area is well ventilated before entry

2. Operate roller/compactor, underground

2.1 Carry out start-up, park, shutdown and secure equipment procedures

2.2 Coordinate activities with others at the site prior to commencement of, and during, the work activity

2.3 Drive and operate equipment within recommended speed, engine capability and limitations

2.4 Engage and disengage the compacting device

2.5 Identify, remove and manage contaminants

2.6 Monitor and manage equipment performance using appropriate indicators, and ensure efficiency of operations

2.7 Assess materials and site conditions, and apply appropriate operating techniques

2.8 Compact to required degree of compaction

2.9 Continually monitor hazards and risks, and ensure safety to self, others, plant and equipment

3. Carry out operator maintenance

3.1 Prepare machine for maintenance

3.2 Conduct inspection and fault finding

3.3 Carry out scheduled maintenance tasks

3.4 Return machine to service

3.5 Process written maintenance records

4. Conduct housekeeping activities

4.1 Clear work area and dispose of or recycle materials

4.2 Clean and maintain condition of equipment, ensure suitability for use, and address/report issues

4.3 Manage/report hazards, and maintain a safe working environment

4.4 Process written records

Evidence is required to be collected that demonstrates a candidate’s competency in this unit. Evidence must be relevant to the roles within this sector’s work operations and satisfy all of the requirements of the performance criteria of this unit and include evidence that the candidate:

locates and applies relevant documentation, policies and procedures

implements the requirements, procedures and techniques for the safe, effective and efficient operating of rollers and/or compactor in underground metalliferous mines including:

conducting prestart checks prior to commencing operations and shutdown procedures on completion of operations

carrying out vehicle refuelling requirements and procedures

applying appropriate lifting techniques to remove items from path of plant

driving and operating the roller/compactor to site conditions and compacting materials requirements

applying safe work practices and identifying and reporting all potential hazards, risks and environmental issues

applying problem solving and troubleshooting techniques

works effectively with others to undertake and complete the operation of rollers and/or compactor in underground metalliferous mines that meets all of the required outcomes including;

using a range of communications techniques and equipment to convey information to others

maintaining written and verbal reporting requirements and procedures

organising work activities to meet all task requirements

communicating clearly and concisely with others to receive and clarify work instructions

demonstrates completion of operating roller/compactor underground that safely, effectively and efficiently meets all of the required outcomes on more than one (1) occasion including:

setting up demarcation of work area

use of warning devices and manoeuvres when other personnel are in the work area

demonstrating the correct procedure for parking in stockpiles and on an incline

compacting haul roads

The candidate must demonstrate knowledge of the following when operating rollers/compactors underground:

dangers of open or uncompacted excavations or trenches

steepness of grades, as specified by the manufacturer

equipment processes, technical capability and limitations

geological and technical data (basic)

mine operational systems

signs of operator fatigue and how it should be managed

primary and secondary ventilation

operational, maintenance and basic diagnostics

housekeeping activities

An assessor of this unit must satisfy the requirements of the NVR/AQTF or their successors; and Industry regulations for certification and licensing; and,

this unit must be assessed in the context of this sector’s work environment; and,

this unit must be assessed in compliance with relevant legislation/regulation and using policies, procedures, processes and operational manuals directly related to the industry sector for which it is being assessed; and,

assessment may be conducted in conjunction with the assessment of other Units of Competency; and,

assessment must confirm consistent performance can be applied in a range of relevant workplace circumstances; and,

assessors must demonstrate the performance evidence, and knowledge evidence as outlined in this Unit of Competency, and through the minimum years of current* work experience specified below in an Industry sector relevant to the outcomes of the unit; or,

where the assessor does not meet experience requirements a co-assessment or partnership arrangement must exist between the qualified assessor and an Industry subject matter expert. The Industry subject matter expert should hold the unit being assessed (or an equivalent unit) and/or demonstrate equivalence of skills and knowledge at the unit level. An Industry technical expert must also demonstrate skills and knowledge from the minimum years of current work experience specified below in the Industry sector, including time spent in roles related to the unit being assessed; and,

assessor and Industry subject matter expert requirements differ depending on the Australian Qualifications Framework Level (AQF) of the qualification being assessed and/or Industry Sector as follows:

Industry sector

AQF** Level

Required assessor or Industry subject matter expert experience

Drilling, Metalliferous Mining, Coal Mining, Extractive (Quarrying) and Civil Construction

1

1 Year

2

2 Years

Drilling, Coal Mining and Extractive (Quarrying)

3-6

3 Years

Metalliferous Mining and Civil Construction

3-6

5 Years

Other sectors

Where this Unit is being assessed outside of the Resources and Infrastructure Sectors assessor and/or Industry subject matter expert experience should be in-line with industry standards for the sector in which it is being assessed and where no Industry standard is specified should comply with any relevant regulation.

*Assessors can demonstrate current work experience through employment within Industry in a role relevant to the outcomes of the Unit; or, for external assessors this can be demonstrated through exposure to Industry by conducting frequent site assessments across various locations.

**Where a unit is being delivered outside of a Qualification the first numeric character in the Unit code should be considered to indicate the AQF level


Submission Requirements

List each assessment task's title, type (eg project, observation/demonstration, essay, assingnment, checklist) and due date here

Assessment task 1: [title]      Due date:

(add new lines for each of the assessment tasks)


Assessment Tasks

Copy and paste from the following data to produce each assessment task. Write these in plain English and spell out how, when and where the task is to be carried out, under what conditions, and what resources are needed. Include guidelines about how well the candidate has to perform a task for it to be judged satisfactory.

1. Plan and prepare for underground roller/compactor operations

1.1 Access, interpret and apply mobile plant and equipment documentation and ensure the work activity is compliant

1.2 Obtain, read, interpret, clarify and confirm work requirements

1.3 Identify and address potential risks, hazards and environmental issues, and implement control measures

1.4 Select and wear personal protective equipment appropriate for work activities

1.5 Select, and check for faults, equipment and/or attachments for work activities

1.6 Inspect and assess site conditions, determine if scaling is required and take action according to site requirements

1.7 Carry out start-up procedures

1.8 Obtain and interpret emergency procedures, and be prepared for fire/accident/emergency

1.9 Identify and use approved dust suppression and extraction methods

1.10 Ensure work area is well ventilated before entry

2. Operate roller/compactor, underground

2.1 Carry out start-up, park, shutdown and secure equipment procedures

2.2 Coordinate activities with others at the site prior to commencement of, and during, the work activity

2.3 Drive and operate equipment within recommended speed, engine capability and limitations

2.4 Engage and disengage the compacting device

2.5 Identify, remove and manage contaminants

2.6 Monitor and manage equipment performance using appropriate indicators, and ensure efficiency of operations

2.7 Assess materials and site conditions, and apply appropriate operating techniques

2.8 Compact to required degree of compaction

2.9 Continually monitor hazards and risks, and ensure safety to self, others, plant and equipment

3. Carry out operator maintenance

3.1 Prepare machine for maintenance

3.2 Conduct inspection and fault finding

3.3 Carry out scheduled maintenance tasks

3.4 Return machine to service

3.5 Process written maintenance records

4. Conduct housekeeping activities

4.1 Clear work area and dispose of or recycle materials

4.2 Clean and maintain condition of equipment, ensure suitability for use, and address/report issues

4.3 Manage/report hazards, and maintain a safe working environment

4.4 Process written records

Evidence is required to be collected that demonstrates a candidate’s competency in this unit. Evidence must be relevant to the roles within this sector’s work operations and satisfy all of the requirements of the performance criteria of this unit and include evidence that the candidate:

locates and applies relevant documentation, policies and procedures

implements the requirements, procedures and techniques for the safe, effective and efficient operating of rollers and/or compactor in underground metalliferous mines including:

conducting prestart checks prior to commencing operations and shutdown procedures on completion of operations

carrying out vehicle refuelling requirements and procedures

applying appropriate lifting techniques to remove items from path of plant

driving and operating the roller/compactor to site conditions and compacting materials requirements

applying safe work practices and identifying and reporting all potential hazards, risks and environmental issues

applying problem solving and troubleshooting techniques

works effectively with others to undertake and complete the operation of rollers and/or compactor in underground metalliferous mines that meets all of the required outcomes including;

using a range of communications techniques and equipment to convey information to others

maintaining written and verbal reporting requirements and procedures

organising work activities to meet all task requirements

communicating clearly and concisely with others to receive and clarify work instructions

demonstrates completion of operating roller/compactor underground that safely, effectively and efficiently meets all of the required outcomes on more than one (1) occasion including:

setting up demarcation of work area

use of warning devices and manoeuvres when other personnel are in the work area

demonstrating the correct procedure for parking in stockpiles and on an incline

compacting haul roads

The candidate must demonstrate knowledge of the following when operating rollers/compactors underground:

dangers of open or uncompacted excavations or trenches

steepness of grades, as specified by the manufacturer

equipment processes, technical capability and limitations

geological and technical data (basic)

mine operational systems

signs of operator fatigue and how it should be managed

primary and secondary ventilation

operational, maintenance and basic diagnostics

housekeeping activities

An assessor of this unit must satisfy the requirements of the NVR/AQTF or their successors; and Industry regulations for certification and licensing; and,

this unit must be assessed in the context of this sector’s work environment; and,

this unit must be assessed in compliance with relevant legislation/regulation and using policies, procedures, processes and operational manuals directly related to the industry sector for which it is being assessed; and,

assessment may be conducted in conjunction with the assessment of other Units of Competency; and,

assessment must confirm consistent performance can be applied in a range of relevant workplace circumstances; and,

assessors must demonstrate the performance evidence, and knowledge evidence as outlined in this Unit of Competency, and through the minimum years of current* work experience specified below in an Industry sector relevant to the outcomes of the unit; or,

where the assessor does not meet experience requirements a co-assessment or partnership arrangement must exist between the qualified assessor and an Industry subject matter expert. The Industry subject matter expert should hold the unit being assessed (or an equivalent unit) and/or demonstrate equivalence of skills and knowledge at the unit level. An Industry technical expert must also demonstrate skills and knowledge from the minimum years of current work experience specified below in the Industry sector, including time spent in roles related to the unit being assessed; and,

assessor and Industry subject matter expert requirements differ depending on the Australian Qualifications Framework Level (AQF) of the qualification being assessed and/or Industry Sector as follows:

Industry sector

AQF** Level

Required assessor or Industry subject matter expert experience

Drilling, Metalliferous Mining, Coal Mining, Extractive (Quarrying) and Civil Construction

1

1 Year

2

2 Years

Drilling, Coal Mining and Extractive (Quarrying)

3-6

3 Years

Metalliferous Mining and Civil Construction

3-6

5 Years

Other sectors

Where this Unit is being assessed outside of the Resources and Infrastructure Sectors assessor and/or Industry subject matter expert experience should be in-line with industry standards for the sector in which it is being assessed and where no Industry standard is specified should comply with any relevant regulation.

*Assessors can demonstrate current work experience through employment within Industry in a role relevant to the outcomes of the Unit; or, for external assessors this can be demonstrated through exposure to Industry by conducting frequent site assessments across various locations.

**Where a unit is being delivered outside of a Qualification the first numeric character in the Unit code should be considered to indicate the AQF level

Copy and paste from the following performance criteria to create an observation checklist for each task. When you have finished writing your assessment tool every one of these must have been addressed, preferably several times in a variety of contexts. To ensure this occurs download the assessment matrix for the unit; enter each assessment task as a column header and place check marks against each performance criteria that task addresses.

Observation Checklist

Tasks to be observed according to workplace/college/TAFE policy and procedures, relevant legislation and Codes of Practice Yes No Comments/feedback
Access, interpret and apply mobile plant and equipment documentation and ensure the work activity is compliant 
Obtain, read, interpret, clarify and confirm work requirements 
Identify and address potential risks, hazards and environmental issues, and implement control measures 
Select and wear personal protective equipment appropriate for work activities 
Select, and check for faults, equipment and/or attachments for work activities 
Inspect and assess site conditions, determine if scaling is required and take action according to site requirements 
Carry out start-up procedures 
Obtain and interpret emergency procedures, and be prepared for fire/accident/emergency 
Identify and use approved dust suppression and extraction methods 
Ensure work area is well ventilated before entry 
Carry out start-up, park, shutdown and secure equipment procedures 
Coordinate activities with others at the site prior to commencement of, and during, the work activity 
Drive and operate equipment within recommended speed, engine capability and limitations 
Engage and disengage the compacting device 
Identify, remove and manage contaminants 
Monitor and manage equipment performance using appropriate indicators, and ensure efficiency of operations 
Assess materials and site conditions, and apply appropriate operating techniques 
Compact to required degree of compaction 
Continually monitor hazards and risks, and ensure safety to self, others, plant and equipment 
Prepare machine for maintenance 
Conduct inspection and fault finding 
Carry out scheduled maintenance tasks 
Return machine to service 
Process written maintenance records 
Clear work area and dispose of or recycle materials 
Clean and maintain condition of equipment, ensure suitability for use, and address/report issues 
Manage/report hazards, and maintain a safe working environment 
Process written records 

Forms

Assessment Cover Sheet

RIIMPO201D - Operate roller/compactor underground
Assessment task 1: [title]

Student name:

Student ID:

I declare that the assessment tasks submitted for this unit are my own work.

Student signature:

Result: Competent Not yet competent

Feedback to student

 

 

 

 

 

 

 

 

Assessor name:

Signature:

Date:


Assessment Record Sheet

RIIMPO201D - Operate roller/compactor underground

Student name:

Student ID:

Assessment task 1: [title] Result: Competent Not yet competent

(add lines for each task)

Feedback to student:

 

 

 

 

 

 

 

 

Overall assessment result: Competent Not yet competent

Assessor name:

Signature:

Date:

Student signature:

Date: